Securities Industry Essentials Exam For Dummies with Online Practice Tests

Paperback / softback by Steven M. Rice

SLAY the SIE—and score that top job!  

That securities job of your dream looks pretty sweet, but one little thing stands in your way: the Securities Industry Essentials (SIE) exam. The high fail rate for first- and second-time test-takers can be intimidating, but you can avoid it! Pass the exam and get straight to work on the series level top-off exams—and your career. All you need is this handy guide and the practice that comes with it!  

Securities Industry Essentials Exam For Dummies has you covered in every conceivable way so you can knock out the SIE with no trouble at all—the first time. This book takes you from basic security investments to options and customer care and includes chapter quizzes, in-text and online practice tests, and advice on starting out in the industry.   

  • Take 4 full-length practice tests in the book and online 
  • Prep yourself to the max 
  • Avoid common exam pitfalls 
  • Kickstart your career 

In this field, results are what it’s all about, starting now. Passing with a high score vastly increases your chances of getting to the top. Why leave it to chance? Score this book now and score big in the future!  

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Format: Paperback / softback, 384 pages Language: English
Dimension: 216 x 28 x 274mm ISBN10: 111973651X
Weight: 680g ISBN13: 9781119736516
Publication Date: 20 Nov 2020 Publisher: Wiley


Steven M. Rice is founding parter and educator at Empire Stockbroker Training Institute, a leading school for securities industry training. Renowned for his upbeat and engaging training style and extensive knowledge of the securities. Rice has co-developed a complete library of training manuals for various Series exams. He is the author of Series 7 Exam For Dummies.


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